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STERLING FUND MANAGEMENT, LLC

CHICAGO, IL · CRD 160338 · IAPD ↗ · 312-465-7000

$461.6MRegulatory AUM
11Advisory reps
30Employees
0Clients
n/aPlanning clients
8Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

49
April 2026 — STERLING FUND MANAGEMENT, LLC reported RAUM up 31% ($351.9M -> $461.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
33
April 2025 — STERLING FUND MANAGEMENT, LLC reported RAUM down 68% ($1.09B -> $351.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2025 — STERLING FUND MANAGEMENT, LLC shrank from 24 to 10 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
59
April 2024 — STERLING FUND MANAGEMENT, LLC grew from 20 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.