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DAI WEALTH, LLC

ATLANTA, GA · CRD 138938 · IAPD ↗ · goodcounselwealth.com · 404-531-7080

$330.0MRegulatory AUM
40Advisory reps
40Employees
5Clients
1-10Planning clients
0Private funds
51States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — DAI WEALTH, LLC added office(s): 12 -> 15 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2026 — DAI WEALTH, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
76
April 2026 — DAI WEALTH, LLC grew from 32 to 40 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
68
January 2026 — DAI WEALTH, LLC now reports custody of client assets ($32.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
August 2025 — DAI WEALTH, LLC added office(s): 11 -> 12 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
April 2025 — DAI WEALTH, LLC added office(s): 9 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2025 — DAI WEALTH, LLC reported RAUM up 75% ($152.5M -> $267.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
April 2024 — DAI WEALTH, LLC notice-filed in AR, CT, DC, IN, LA, MD, ME, MT, ND, NE, NJ, RI, SD, VT, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — DAI WEALTH, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2024 — DAI WEALTH, LLC reported RAUM up 41% ($108.0M -> $152.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
75
April 2024 — DAI WEALTH, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
79
April 2024 — DAI WEALTH, LLC grew from 14 to 28 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
February 2024 — DAI WEALTH, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.