← Tributary

CW INSTITUTIONAL, LLC

NAPLES, FL · CRD 313549 · IAPD ↗ · 239-434-7434

$32.8MRegulatory AUM
2Advisory reps
10Employees
2Clients
0Planning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2025 — CW INSTITUTIONAL, LLC (NAPLES, FL) left the SEC roster (was $32.8M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — CW INSTITUTIONAL, LLC reported RAUM down 28% ($40.8M -> $29.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — CW INSTITUTIONAL, LLC now reports custody of client assets ($58.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.