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WELLSPRING FINANCIAL PARTNERS

TUCSON, AZ · CRD 158872 · IAPD ↗ · 520-327-1019

$1.22BRegulatory AUM
3Advisory reps
10Employees
34Clients
26-50Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
August 2026 — WELLSPRING FINANCIAL PARTNERS (TUCSON, AZ) left the SEC roster (was $1.22B RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
66
April 2026 — WELLSPRING FINANCIAL PARTNERS reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
March 2025 — WELLSPRING FINANCIAL PARTNERS notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2025 — WELLSPRING FINANCIAL PARTNERS crossed $1B in regulatory AUM ($832.9M -> $1.02B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
September 2024 — WELLSPRING FINANCIAL PARTNERS notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
April 2024 — WELLSPRING FINANCIAL PARTNERS notice-filed in MA, NC, UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — WELLSPRING FINANCIAL PARTNERS shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
April 2024 — WELLSPRING FINANCIAL PARTNERS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.