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LEGACY FINANCIAL ADVISORS, INC.

COVINGTON, KY · CRD 158675 · IAPD ↗ · legacyfinancialadvisors.com · 859-655-5225

$1.52BRegulatory AUM
12Advisory reps
21Employees
1Clients
More than 500Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2026 — LEGACY FINANCIAL ADVISORS, INC. notice-filed in GA, LA, NY, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2026 — LEGACY FINANCIAL ADVISORS, INC. reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
April 2025 — LEGACY FINANCIAL ADVISORS, INC. added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
74
April 2025 — LEGACY FINANCIAL ADVISORS, INC. grew from 8 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2025 — LEGACY FINANCIAL ADVISORS, INC. reports 251-500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
July 2024 — LEGACY FINANCIAL ADVISORS, INC. notice-filed in AZ, NC, TN, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
May 2024 — LEGACY FINANCIAL ADVISORS, INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — LEGACY FINANCIAL ADVISORS, INC. shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
85
April 2024 — LEGACY FINANCIAL ADVISORS, INC. crossed $1B in regulatory AUM ($987.6M -> $1.13B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.