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ALLEN CAPITAL GROUP, LLC

GRAND ISLAND, NE · CRD 135879 · IAPD ↗ · allencapgroup.com · 308-385-1500

$1.50BRegulatory AUM
21Advisory reps
38Employees
50Clients
101-250Planning clients
2Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2025 — ALLEN CAPITAL GROUP, LLC notice-filed in IN, LA, SC, TN, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2025 — ALLEN CAPITAL GROUP, LLC crossed $1B in regulatory AUM ($998.5M -> $1.22B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2024 — ALLEN CAPITAL GROUP, LLC added office(s): 4 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2024 — ALLEN CAPITAL GROUP, LLC now reports 1 private fund(s) ($4.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.