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16ROCK ASSET MANAGEMENT LLC

NEW YORK, NY · CRD 326709 · IAPD ↗ · 16rock.com · 212-332-1600

$66.9MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — 16ROCK ASSET MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $66.9M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
April 2025 — 16ROCK ASSET MANAGEMENT LLC reported RAUM up 1066% ($5.7M -> $66.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — 16ROCK ASSET MANAGEMENT LLC now reports 1 private fund(s) ($5.7M gross).
Firm reports private funds for the first time.
Fund administrationCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.