← Tributary

CASTLEKEEP INVESTMENT ADVISORS

WESTPORT, CT · CRD 111656 · IAPD ↗ · 203.682.7200

$920.8MRegulatory AUM
2Advisory reps
5Employees
1Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2025 — CASTLEKEEP INVESTMENT ADVISORS shrank from 5 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
51
April 2024 — CASTLEKEEP INVESTMENT ADVISORS notice-filed in FL, IL, NJ, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — CASTLEKEEP INVESTMENT ADVISORS reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.