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SMITH ASSET MANAGEMENT CO., LLC

CHIEFLAND, FL · CRD 127684 · IAPD ↗ · smithamco.com · 352-493-7700

$281.2MRegulatory AUM
4Advisory reps
7Employees
0Clients
n/aPlanning clients
0Private funds
11States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
June 2026 — SMITH ASSET MANAGEMENT CO., LLC notice-filed in CA, IN, MT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2025 — SMITH ASSET MANAGEMENT CO., LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2025 — SMITH ASSET MANAGEMENT CO., LLC now reports custody of client assets ($135.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
44
August 2024 — SMITH ASSET MANAGEMENT CO., LLC notice-filed in NC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2024 — SMITH ASSET MANAGEMENT CO., LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.