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K5 GLOBAL ADVISOR LLC

· CRD 314373 · IAPD ↗ · k5global.com · 305-206-8533

$5.85BRegulatory AUM
5Advisory reps
13Employees
0Clients
0Planning clients
90Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — K5 GLOBAL ADVISOR LLC reported RAUM up 132% ($2.52B -> $5.85B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
35
April 2025 — K5 GLOBAL ADVISOR LLC reported RAUM down 52% ($4.30B -> $2.07B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
52
April 2024 — K5 GLOBAL ADVISOR LLC reported RAUM up 39% ($3.09B -> $4.30B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
57
April 2024 — K5 GLOBAL ADVISOR LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.