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PKS INVESTMENT ADVISORS LLC

SALISBURY, MD · CRD 110147 · IAPD ↗ · pksadvisors.com · 410-546-5600

$367.2MRegulatory AUM
8Advisory reps
9Employees
0Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — PKS INVESTMENT ADVISORS LLC reported RAUM up 51% ($242.4M -> $367.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
April 2025 — PKS INVESTMENT ADVISORS LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
62
April 2025 — PKS INVESTMENT ADVISORS LLC reported RAUM up 39% ($174.6M -> $242.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2024 — PKS INVESTMENT ADVISORS LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2024 — PKS INVESTMENT ADVISORS LLC grew from 5 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.