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HORAN CAPITAL ADVISORS, LLC

CINCINNATI, OH · CRD 152888 · IAPD ↗ · 513-745-0707

$595.9MRegulatory AUM
5Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
8States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
July 2025 — HORAN CAPITAL ADVISORS, LLC (CINCINNATI, OH) left the SEC roster (was $595.9M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
68
October 2024 — HORAN CAPITAL ADVISORS, LLC now reports custody of client assets ($302.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2024 — HORAN CAPITAL ADVISORS, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — HORAN CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($483.5M -> $533.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.