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MOLONEY SECURITIES ASSET MANAGEMENT LLC

MANCHESTER, MO · CRD 282448 · IAPD ↗ · (314) 909-0600

$1.39BRegulatory AUM
61Advisory reps
77Employees
407Clients
26-50Planning clients
0Private funds
4States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — MOLONEY SECURITIES ASSET MANAGEMENT LLC (MANCHESTER, MO) left the SEC roster (was $1.39B RAUM, 61 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2025 — MOLONEY SECURITIES ASSET MANAGEMENT LLC shrank from 78 to 61 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — MOLONEY SECURITIES ASSET MANAGEMENT LLC notice-filed in CT, DC, DE, MS, VT, WY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.