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DBX ADVISORS LLC

NEW YORK, NY · CRD 154558 · IAPD ↗ · 212-454-4500

$28.99BRegulatory AUM
10Advisory reps
53Employees
0Clients
n/aPlanning clients
0Private funds
2States
137Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
October 2026 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 2 (135 -> 137).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
June 2026 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 2 (133 -> 135).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
May 2026 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (130 -> 133).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
January 2026 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (142 -> 143).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
December 2025 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (139 -> 142).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
July 2025 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 2 (137 -> 139).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
June 2025 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 10 (127 -> 137).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
May 2025 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 2 (125 -> 127).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
March 2025 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 4 (125 -> 129).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
February 2025 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (122 -> 125).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
November 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 10 (112 -> 122).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
September 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 6 (106 -> 112).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
August 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (103 -> 106).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
July 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 2 (101 -> 103).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
May 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (100 -> 101).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
April 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (97 -> 100).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
62
April 2024 — DBX ADVISORS LLC grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
March 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (96 -> 97).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
45
February 2024 — DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (95 -> 96).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.