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THE PINNACLE FINANCIAL GROUP

ROCKVILLE CENTRE, NY · CRD 164395 · IAPD ↗ · 516-763-9700

$1.38BRegulatory AUM
54Advisory reps
54Employees
0Clients
11-25Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — THE PINNACLE FINANCIAL GROUP notice-filed in IA, ME, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
84
April 2026 — THE PINNACLE FINANCIAL GROUP grew from 40 to 54 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2025 — THE PINNACLE FINANCIAL GROUP notice-filed in IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — THE PINNACLE FINANCIAL GROUP added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2024 — THE PINNACLE FINANCIAL GROUP crossed $1B in regulatory AUM ($801.5M -> $1.20B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.