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MPS-LORIA FINANCIAL PLANNERS,LLC

BURR RIDGE, IL · CRD 122866 · IAPD ↗ · mpsloria.com · 630-887-4404

$826.6MRegulatory AUM
5Advisory reps
7Employees
13Clients
101-250Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — MPS-LORIA FINANCIAL PLANNERS,LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
December 2025 — MPS-LORIA FINANCIAL PLANNERS,LLC notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — MPS-LORIA FINANCIAL PLANNERS,LLC reported RAUM up 27% ($544.1M -> $692.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2024 — MPS-LORIA FINANCIAL PLANNERS,LLC reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2024 — MPS-LORIA FINANCIAL PLANNERS,LLC now reports custody of client assets ($241.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
February 2024 — MPS-LORIA FINANCIAL PLANNERS,LLC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.