← Tributary

BOSTON ASSET MANAGEMENT, INC.

CLEARWATER, FL · CRD 112768 · IAPD ↗ · bostonassetmanagement.com · 727-894-6520

$103.7MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
1States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — BOSTON ASSET MANAGEMENT, INC. (CLEARWATER, FL) left the SEC roster (was $103.7M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2024 — BOSTON ASSET MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.