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ELEVATE CAPITAL ADVISORS

EAGLE, CO · CRD 288190 · IAPD ↗ · 970-328-7526

$183.3MRegulatory AUM
5Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — ELEVATE CAPITAL ADVISORS notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
June 2026 — ELEVATE CAPITAL ADVISORS notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
March 2025 — ELEVATE CAPITAL ADVISORS notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — ELEVATE CAPITAL ADVISORS shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
March 2025 — ELEVATE CAPITAL ADVISORS reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2025 — ELEVATE CAPITAL ADVISORS now reports custody of client assets ($30.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
February 2025 — ELEVATE CAPITAL ADVISORS notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — ELEVATE CAPITAL ADVISORS grew from 3 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.