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KEARNS AND ASSOCIATES, LLC

· CRD 157449 · IAPD ↗ · 310-378-4023

$1.18BRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

85
April 2024 — KEARNS AND ASSOCIATES, LLC crossed $1B in regulatory AUM ($601.8M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.