← Tributary

BNY MELLON ADVISORS, INC.

NEW YORK, NY · CRD 106108 · IAPD ↗ · 212-495-1784

$33.48BRegulatory AUM
44Advisory reps
66Employees
22Clients
1-10Planning clients
0Private funds
52States
10Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — BNY MELLON ADVISORS, INC. added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2026 — BNY ADVISORS is now doing business as BNY MELLON ADVISORS, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
63
April 2026 — BNY MELLON ADVISORS, INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2026 — BNY MELLON ADVISORS, INC. reported RAUM up 40% ($23.96B -> $33.48B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
January 2026 — BNY ADVISORS moved its main office from PENNINGTON, NJ to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
80
April 2025 — BNY ADVISORS now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
60
July 2024 — BNY MELLON ADVISORS, INC. is now doing business as BNY ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
74
April 2024 — BNY MELLON ADVISORS, INC. reported RAUM up 74% ($11.31B -> $19.69B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2024 — BNY MELLON ADVISORS, INC. grew from 8 to 43 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.