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PASI INVESTMENTS, LLC

FARMINGTON, CT · CRD 145640 · IAPD ↗ · pasiusa.com · 860-284-6880

$676.3MRegulatory AUM
4Advisory reps
8Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2025 — PASI INVESTMENTS, LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
July 2024 — PASI INVESTMENTS, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
May 2024 — PASI INVESTMENTS, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — PASI INVESTMENTS, LLC now reports custody of client assets ($1.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2024 — PASI INVESTMENTS, LLC crossed $500M in regulatory AUM ($450.9M -> $503.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.