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SEASONS OF ADVICE WEALTH MANAGEMENT

NEW YORK, NY · CRD 310448 · IAPD ↗ · soaplanning.com · 212-977-3111

$1.22BRegulatory AUM
12Advisory reps
20Employees
40Clients
251-500Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — SEASONS OF ADVICE WEALTH MANAGEMENT notice-filed in IN, MN, OH, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — SEASONS OF ADVICE WEALTH MANAGEMENT added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
August 2024 — SEASONS OF ADVICE WEALTH MANAGEMENT crossed $1B in regulatory AUM ($931.8M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
April 2024 — SEASONS OF ADVICE WEALTH MANAGEMENT grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2024 — SEASONS OF ADVICE WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.