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KLINGENSTEIN FIELDS ADVISORS

NEW YORK, NY · CRD 105907 · IAPD ↗ · 212-492-7000

$4.70BRegulatory AUM
18Advisory reps
39Employees
0Clients
101-250Planning clients
12Private funds
20States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — KLINGENSTEIN FIELDS ADVISORS reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
February 2026 — KLINGENSTEIN FIELDS ADVISORS notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2024 — KLINGENSTEIN FIELDS ADVISORS notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.