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COPPER FINANCIAL

LENEXA, KS · CRD 168203 · IAPD ↗ · 913-905-3600

$410.7MRegulatory AUM
44Advisory reps
50Employees
559Clients
0Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — COPPER FINANCIAL added office(s): 28 -> 31 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — COPPER FINANCIAL notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2024 — COPPER FINANCIAL notice-filed in CT, OR, PA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — COPPER FINANCIAL added office(s): 28 -> 29 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2024 — COPPER FINANCIAL grew from 38 to 43 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.