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FUND ASSET MANAGERS

RENO, NV · CRD 315856 · IAPD ↗ · 203-629-3300

$24.8MRegulatory AUM
5Advisory reps
8Employees
0Clients
0Planning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

27
April 2024 — FUND ASSET MANAGERS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
April 2024 — FUND ASSET MANAGERS shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2024 — FUND ASSET MANAGERS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
February 2024 — FUND ASSET MANAGERS (RENO, NV) is newly SEC-registered with $8.0M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.