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RIVER CAPITAL ADVISORS, LC

JACKSONVILLE, FL · CRD 133706 · IAPD ↗ · 904-398-2075

$293.6MRegulatory AUM
5Advisory reps
6Employees
10Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2024 — RIVER CAPITAL ADVISORS, LC (JACKSONVILLE, FL) left the SEC roster (was $293.6M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2024 — RIVER CAPITAL ADVISORS, LC notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.