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STWD INVESTMENT MANAGEMENT, LLC

MIAMI BEACH, FL · CRD 288615 · IAPD ↗ · 305.695.5500

$5.43BRegulatory AUM
126Advisory reps
139Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

70
April 2026 — STWD INVESTMENT MANAGEMENT, LLC grew from 110 to 126 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
March 2025 — STWD INVESTMENT MANAGEMENT, LLC grew from 105 to 110 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
40
April 2024 — STWD INVESTMENT MANAGEMENT, LLC added office(s): 0 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — STWD INVESTMENT MANAGEMENT, LLC grew from 75 to 105 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.