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COLDSTREAM WEALTH MANAGEMENT

BELLEVUE, WA · CRD 108805 · IAPD ↗ · 425-283-1600

$13.93BRegulatory AUM
166Advisory reps
207Employees
0Clients
More than 500Planning clients
1Private funds
34States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — COLDSTREAM WEALTH MANAGEMENT added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
49
January 2026 — COLDSTREAM WEALTH MANAGEMENT notice-filed in LA, NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
July 2025 — COLDSTREAM WEALTH MANAGEMENT added office(s): 7 -> 8 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
July 2025 — COLDSTREAM WEALTH MANAGEMENT grew from 141 to 165 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — COLDSTREAM WEALTH MANAGEMENT shrank from 151 to 141 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2025 — COLDSTREAM WEALTH MANAGEMENT reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
February 2025 — COLDSTREAM WEALTH MANAGEMENT added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
80
February 2025 — COLDSTREAM WEALTH MANAGEMENT grew from 141 to 151 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
51
January 2025 — COLDSTREAM WEALTH MANAGEMENT notice-filed in ME, MO, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
September 2024 — COLDSTREAM WEALTH MANAGEMENT notice-filed in MN, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2024 — COLDSTREAM WEALTH MANAGEMENT added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
September 2024 — COLDSTREAM WEALTH MANAGEMENT reported RAUM up 27% ($7.58B -> $9.66B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
September 2024 — COLDSTREAM WEALTH MANAGEMENT grew from 125 to 141 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2024 — COLDSTREAM WEALTH MANAGEMENT notice-filed in DE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.