← Tributary

U.S. BANCORP INVESTMENTS, INC.

SAINT PAUL, MN · CRD 17868 · IAPD ↗ · 800-888-4700

$22.94BRegulatory AUM
944Advisory reps
2148Employees
4406Clients
More than 500Planning clients
0Private funds
52States
12Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
May 2026 — U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL, MN) left the SEC roster (was $22.94B RAUM, 944 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
April 2026 — U.S. BANCORP INVESTMENTS, INC. grew from 919 to 944 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2025 — U.S. BANCORP INVESTMENTS, INC.'s Item 11 disclosure-reporting entries rose by 1 (11 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — U.S. BANCORP INVESTMENTS, INC. shrank from 951 to 919 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — U.S. BANCORP INVESTMENTS, INC. added office(s): 1644 -> 1645 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
April 2024 — U.S. BANCORP INVESTMENTS, INC.'s Item 11 disclosure-reporting entries rose by 3 (10 -> 13).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
April 2024 — U.S. BANCORP INVESTMENTS, INC. grew from 862 to 951 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.