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SPECTRUM FINANCIAL RESOURCES

TROY, MI · CRD 127453 · IAPD ↗ · 248-643-0033

$235.3MRegulatory AUM
5Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — SPECTRUM FINANCIAL RESOURCES notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2024 — SPECTRUM FINANCIAL RESOURCES notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
April 2024 — SPECTRUM FINANCIAL RESOURCES reported RAUM up 26% ($156.9M -> $197.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.