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LIGHTHOUSE FINANCIAL

SAINT PETERSBURG, FL · CRD 137277 · IAPD ↗ · lighthousefinancial.info · 727-490-5797

$755.6MRegulatory AUM
1Advisory reps
1Employees
1Clients
1-10Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — LIGHTHOUSE FINANCIAL notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
July 2026 — LIGHTHOUSE FINANCIAL moved its main office from LARGO, FL to SAINT PETERSBURG, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
68
April 2025 — LIGHTHOUSE FINANCIAL now reports custody of client assets ($86.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2025 — LIGHTHOUSE FINANCIAL crossed $500M in regulatory AUM ($490.2M -> $604.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
49
April 2024 — LIGHTHOUSE FINANCIAL notice-filed in CA, NC, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — LIGHTHOUSE FINANCIAL reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.