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WESTSIDE INVESTMENT MANAGEMENT, LLC

SANTA MONICA, CA · CRD 154522 · IAPD ↗ · westsideim.com · 310-315-9400

$888.8MRegulatory AUM
7Advisory reps
14Employees
0Clients
51-100Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2025 — WESTSIDE INVESTMENT MANAGEMENT, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
53
April 2024 — WESTSIDE INVESTMENT MANAGEMENT, LLC notice-filed in AZ, FL, LA, OR, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
April 2024 — WESTSIDE INVESTMENT MANAGEMENT, LLC reported RAUM up 29% ($511.5M -> $659.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.