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USI SECURITIES, INC.

GLASTONBURY, CT · CRD 43793 · IAPD ↗ · 860-652-3239

$0Regulatory AUM
24Advisory reps
30Employees
163Clients
0Planning clients
0Private funds
40States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

32
April 2026 — USI SECURITIES, INC. notice-filed in VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2026 — USI SECURITIES, INC. added office(s): 15 -> 21 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2026 — USI SECURITIES, INC. grew from 19 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
June 2025 — USI SECURITIES, INC. notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
32
April 2025 — USI SECURITIES, INC. notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2025 — USI SECURITIES, INC. added office(s): 14 -> 15 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
32
December 2024 — USI SECURITIES, INC. notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
32
September 2024 — USI SECURITIES, INC. notice-filed in WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
40
April 2024 — USI SECURITIES, INC. added office(s): 10 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
59
April 2024 — USI SECURITIES, INC. grew from 15 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
32
February 2024 — USI SECURITIES, INC. notice-filed in KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.