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HGI CAPITAL MANAGEMENT, LLC.

NEW YORK, NY · CRD 168303 · IAPD ↗ · 212-644-0515

$41.6MRegulatory AUM
7Advisory reps
12Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
June 2026 — HGI CAPITAL MANAGEMENT, LLC. (NEW YORK, NY) left the SEC roster (was $41.6M RAUM, 7 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2026 — HGI CAPITAL MANAGEMENT, LLC. reported RAUM down 75% ($163.4M -> $41.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2026 — HGI CAPITAL MANAGEMENT, LLC. grew from 2 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
November 2024 — HGI CAPITAL MANAGEMENT, LLC. added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2024 — HGI CAPITAL MANAGEMENT, LLC. reported RAUM down 64% ($511.0M -> $186.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — HGI CAPITAL MANAGEMENT, LLC. shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2024 — HGI CAPITAL MANAGEMENT, LLC. now reports custody of client assets ($115.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.