← Tributary

MONEY CONCEPTS ADVISORY SERVICE

PALM BEACH GARDENS, FL · CRD 12963 · IAPD ↗ · moneyconcepts.com · 561-472-2000

$4.07BRegulatory AUM
375Advisory reps
478Employees
1108Clients
More than 500Planning clients
0Private funds
53States
29Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — MONEY CONCEPTS ADVISORY SERVICE shrank from 431 to 375 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2026 — MONEY CONCEPTS ADVISORY SERVICE now reports custody of client assets ($2.20B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
April 2025 — MONEY CONCEPTS ADVISORY SERVICE added office(s): 24 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
85
April 2025 — MONEY CONCEPTS ADVISORY SERVICE grew from 407 to 431 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2024 — MONEY CONCEPTS ADVISORY SERVICE shrank from 429 to 407 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2024 — MONEY CONCEPTS ADVISORY SERVICE began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.