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SOUDERS FINANCIAL ADVISORS, LLC

CINCINNATI, OH · CRD 296780 · IAPD ↗ · 513-598-2400

$1.41BRegulatory AUM
14Advisory reps
21Employees
53Clients
More than 500Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
April 2026 — SOUDERS FINANCIAL ADVISORS, LLC notice-filed in GA, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — SOUDERS FINANCIAL ADVISORS, LLC reported RAUM up 32% ($1.07B -> $1.41B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — SOUDERS FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($889.9M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
April 2024 — SOUDERS FINANCIAL ADVISORS, LLC notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — SOUDERS FINANCIAL ADVISORS, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2024 — SOUDERS FINANCIAL ADVISORS, LLC reported RAUM up 28% ($697.1M -> $889.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.