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KEY INVESTMENT SERVICES LLC

BROOKLYN, OH · CRD 136300 · IAPD ↗ · key.com · (888) 547-2968

$8.88BRegulatory AUM
360Advisory reps
1325Employees
0Clients
n/aPlanning clients
0Private funds
44States
19Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — KEY INVESTMENT SERVICES LLC's Item 11 disclosure-reporting entries rose by 8 (11 -> 19).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
69
April 2026 — KEY INVESTMENT SERVICES LLC reported RAUM up 45% ($6.11B -> $8.88B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — KEY INVESTMENT SERVICES LLC added office(s): 14 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
69
April 2025 — KEY INVESTMENT SERVICES LLC reported RAUM up 46% ($4.19B -> $6.11B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
79
April 2025 — KEY INVESTMENT SERVICES LLC grew from 350 to 359 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
July 2024 — KEY INVESTMENT SERVICES LLC's Item 11 disclosure-reporting entries rose by 3 (8 -> 11).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
49
April 2024 — KEY INVESTMENT SERVICES LLC notice-filed in AR, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — KEY INVESTMENT SERVICES LLC's Item 11 disclosure-reporting entries rose by 3 (5 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — KEY INVESTMENT SERVICES LLC shrank from 400 to 350 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
66
April 2024 — KEY INVESTMENT SERVICES LLC reported RAUM up 30% ($3.22B -> $4.19B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
March 2024 — KEY INVESTMENT SERVICES LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.