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LIGHTBAY CAPITAL

LOS ANGELES, CA · CRD 288432 · IAPD ↗ · 310-919-4300

$1.84BRegulatory AUM
24Advisory reps
29Employees
0Clients
n/aPlanning clients
6Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

59
April 2026 — LIGHTBAY CAPITAL grew from 20 to 24 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
60
April 2024 — LIGHTBAY CAPITAL grew from 18 to 23 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.