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WEST COAST FINANCIAL, LLC

SANTA BARBARA, CA · CRD 104677 · IAPD ↗ · wcfinc.com · 805-962-9131

$1.84BRegulatory AUM
27Advisory reps
42Employees
8Clients
More than 500Planning clients
5Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — WEST COAST FINANCIAL, LLC (SANTA BARBARA, CA) left the SEC roster (was $1.84B RAUM, 27 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2024 — WEST COAST FINANCIAL, LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2024 — WEST COAST FINANCIAL, LLC reported RAUM up 25% ($1.52B -> $1.90B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.