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NRG WEALTH MANAGEMENT

ORO VALLEY, AZ · CRD 289548 · IAPD ↗ · (520) 818-7822

$242.0MRegulatory AUM
4Advisory reps
5Employees
4Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2026 — NRG WEALTH MANAGEMENT reported RAUM up 25% ($193.3M -> $242.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
March 2026 — NRG WEALTH MANAGEMENT now reports custody of client assets ($4.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
January 2026 — NRG WEALTH MANAGEMENT notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
April 2024 — NRG WEALTH MANAGEMENT notice-filed in CO, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2024 — NRG WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.