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ELMWOOD ASSET MANAGEMENT LLC

NEW YORK, NY · CRD 297926 · IAPD ↗ · elmwoodasset.com · 646-876-2350

$24.29BRegulatory AUM
21Advisory reps
45Employees
0Clients
n/aPlanning clients
52Private funds
0States
5Disclosures
fundSegment
ApprovedSEC status

Filing changes

51
April 2025 — ELMWOOD ASSET MANAGEMENT LLC reported RAUM up 32% ($14.94B -> $19.79B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
40
January 2025 — ELMWOOD ASSET MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (5 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
60
April 2024 — ELMWOOD ASSET MANAGEMENT LLC grew from 14 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.