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CARTENNA CAPITAL

STAMFORD, CT · CRD 307688 · IAPD ↗ · cartennacapital.com · 475 477 2003

$2.36BRegulatory AUM
7Advisory reps
9Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — CARTENNA CAPITAL reported RAUM up 43% ($1.65B -> $2.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2025 — CARTENNA CAPITAL reported RAUM up 54% ($1.07B -> $1.65B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — CARTENNA CAPITAL crossed $1B in regulatory AUM ($784.0M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.