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CAPSTONE FINANCIAL ADVISORS INC

DOWNERS GROVE, IL · CRD 109341 · IAPD ↗ · capstone-advisors.com · 630-241-0833

$2.87BRegulatory AUM
25Advisory reps
30Employees
6Clients
More than 500Planning clients
0Private funds
21States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — CAPSTONE FINANCIAL ADVISORS INC notice-filed in NE, NY, OH, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — CAPSTONE FINANCIAL ADVISORS INC notice-filed in NC, NJ, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
January 2025 — CAPSTONE FINANCIAL ADVISORS INC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
49
April 2024 — CAPSTONE FINANCIAL ADVISORS INC notice-filed in GA, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.