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TOMALES BAY CAPITAL

· CRD 298932 · IAPD ↗ · tomalesbaycapital.com · (415) 723-0608

$5.11BRegulatory AUM
1Advisory reps
3Employees
0Clients
n/aPlanning clients
43Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

32
April 2026 — TOMALES BAY CAPITAL notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
59
April 2026 — TOMALES BAY CAPITAL reported RAUM up 73% ($2.96B -> $5.11B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
52
April 2025 — TOMALES BAY CAPITAL reported RAUM up 38% ($2.15B -> $2.96B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
32
April 2024 — TOMALES BAY CAPITAL notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
March 2024 — TOMALES BAY CAPITAL moved its main office from LAS VEGAS, NV to DALLAS, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.