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LYNX INVESTMENT ADVISORY, LLC

WASHINGTON, DC · CRD 111814 · IAPD ↗ · 202-833-3700

$1.11BRegulatory AUM
10Advisory reps
13Employees
3Clients
51-100Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — LYNX INVESTMENT ADVISORY, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
80
May 2026 — LYNX INVESTMENT ADVISORY, LLC grew from 0 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
April 2026 — LYNX INVESTMENT ADVISORY, LLC notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — LYNX INVESTMENT ADVISORY, LLC shrank from 9 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
April 2026 — LYNX INVESTMENT ADVISORY, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2024 — LYNX INVESTMENT ADVISORY, LLC crossed $1B in regulatory AUM ($896.0M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.