← Tributary

WARWICK INVESTMENT GROUP, LLC

OKLAHOMA CITY, OK · CRD 226670 · IAPD ↗ · 405-607-3400

$2.05BRegulatory AUM
13Advisory reps
82Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
September 2026 — WARWICK INVESTMENT GROUP, LLC added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
April 2025 — WARWICK INVESTMENT GROUP, LLC shrank from 19 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
61
April 2024 — WARWICK INVESTMENT GROUP, LLC grew from 13 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.