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IRON HORSE WEALTH MANAGEMENT, LLC

JOHNSTON, IA · CRD 165164 · IAPD ↗ · ironhorsewm.com · 515-779-6250

$532.8MRegulatory AUM
6Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — IRON HORSE WEALTH MANAGEMENT, LLC (JOHNSTON, IA) left the SEC roster (was $532.8M RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
47
April 2025 — IRON HORSE WEALTH MANAGEMENT, LLC notice-filed in AZ, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — IRON HORSE WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($426.3M -> $532.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
63
April 2024 — IRON HORSE WEALTH MANAGEMENT, LLC reported RAUM up 27% ($336.8M -> $426.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
April 2024 — IRON HORSE WEALTH MANAGEMENT, LLC now reports custody of client assets ($80,178).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.