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OSAIC FS, INC.

FORT WAYNE, IN · CRD 3870 · IAPD ↗ · lfg.com · 800-237-3813

$4.48BRegulatory AUM
337Advisory reps
655Employees
300Clients
More than 500Planning clients
0Private funds
53States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2025 — OSAIC FS, INC. (FORT WAYNE, IN) left the SEC roster (was $4.48B RAUM, 337 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
60
July 2024 — LINCOLN FINANCIAL SECURITIES CORPORATION is now doing business as OSAIC FS, INC..
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
April 2024 — LINCOLN FINANCIAL SECURITIES CORPORATION's Item 11 disclosure-reporting entries rose by 1 (7 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — LINCOLN FINANCIAL SECURITIES CORPORATION shrank from 386 to 337 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
March 2024 — LINCOLN FINANCIAL SECURITIES CORPORATION's Item 11 disclosure-reporting entries rose by 3 (4 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.