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XYPN SAPPHIRE

BOZEMAN, MT · CRD 285967 · IAPD ↗ · trophypointfp.com · (360) 301-7579

$1.25BRegulatory AUM
60Advisory reps
69Employees
0Clients
51-100Planning clients
0Private funds
40States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

51
September 2026 — XYPN SAPPHIRE notice-filed in NH, NJ, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
September 2026 — XYPN SAPPHIRE added office(s): 38 -> 39 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
September 2026 — XYPN INVEST is now doing business as XYPN SAPPHIRE.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
85
September 2026 — XYPN SAPPHIRE crossed $1B in regulatory AUM ($881.5M -> $1.25B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
July 2026 — XYPN INVEST notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2026 — XYPN INVEST's Item 11 disclosure-reporting entries rose by 1 (3 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2026 — XYPN INVEST added office(s): 27 -> 38 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
83
April 2026 — XYPN INVEST grew from 34 to 51 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
64
February 2026 — XYPN INVEST reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
February 2026 — XYPN INVEST crossed $500M in regulatory AUM ($321.0M -> $881.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
51
December 2025 — XYPN INVEST notice-filed in IA, OK, RI, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — XYPN INVEST added office(s): 26 -> 27 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
August 2025 — XYPN INVEST notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2025 — XYPN INVEST notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
June 2025 — XYPN INVEST notice-filed in ID, ME, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2025 — XYPN INVEST added office(s): 25 -> 26 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
June 2025 — XYPN INVEST reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
28
May 2025 — XYPN INVEST changed its website from charlesmichaelfinancial.com to newleaffinancialguidance.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
May 2025 — XYPN INVEST added office(s): 20 -> 25 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
49
April 2025 — XYPN INVEST notice-filed in IN, KS, SD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — XYPN INVEST's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
53
April 2025 — XYPN INVEST added office(s): 17 -> 20 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
April 2025 — XYPN INVEST reported RAUM up 141% ($133.3M -> $321.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
78
April 2025 — XYPN INVEST grew from 15 to 25 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
78
April 2025 — XYPN INVEST now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
25
March 2025 — XYPN INVEST changed its website from hundredfp.com to charlesmichaelfinancial.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
44
March 2025 — XYPN INVEST notice-filed in IL, ND.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
January 2025 — XYPN INVEST changed its website from newleaffinancialguidance.com to hundredfp.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
50
January 2025 — XYPN INVEST added office(s): 15 -> 17 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
January 2025 — XYPN INVEST notice-filed in CO, DC, GA, MD, NY, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2024 — XYPN INVEST added office(s): 14 -> 15 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
46
September 2024 — XYPN INVEST notice-filed in FL, PA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
September 2024 — XYPN INVEST added office(s): 10 -> 14 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
69
September 2024 — XYPN INVEST grew from 10 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
44
April 2024 — XYPN INVEST notice-filed in KY, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2024 — XYPN INVEST added office(s): 6 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2024 — XYPN INVEST reported RAUM up 32% ($101.3M -> $133.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
72
April 2024 — XYPN INVEST grew from 3 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
March 2024 — XYPN INVEST changed its website from xyinvestmentsolutions.com to newleaffinancialguidance.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
46
March 2024 — XYPN INVEST notice-filed in MN, NC, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2024 — XYPN INVEST added office(s): 2 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.