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TRADEMARK CAPITAL MANAGEMENT INC.

WATKINSVILLE, GA · CRD 214512 · IAPD ↗ · 706-534-2351

$150.8MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
2Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — TRADEMARK CAPITAL MANAGEMENT INC. notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2026 — TRADEMARK CAPITAL MANAGEMENT INC. added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
August 2026 — TRADEMARK CAPITAL MANAGEMENT INC. notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2026 — TRADEMARK CAPITAL MANAGEMENT INC. reported RAUM down 32% ($220.4M -> $150.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2026 — TRADEMARK CAPITAL MANAGEMENT INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
46
December 2025 — TRADEMARK CAPITAL MANAGEMENT INC. notice-filed in CA, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — TRADEMARK CAPITAL MANAGEMENT INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
April 2024 — TRADEMARK CAPITAL MANAGEMENT INC. grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.